The Four New Sector-Specific Frameworks
The CQC is replacing the Single Assessment Framework (SAF) with four separate, sector-specific frameworks designed to reflect the distinct regulatory needs of different healthcare and care settings:
- Adult Social Care — Most advanced. Currently in consultation with 24 draft Key Lines of Enquiry (KLOEs) specifically for adult social care settings.
- Mental Health — In development. Expected to follow Adult Social Care, likely late 2026 or early 2027.
- Primary Care — Covers GP practices, dental services, and other primary care settings.
- Hospitals — Sector-specific framework for NHS and independent acute hospital services.
Each framework will have its own tailored Key Lines of Enquiry rather than applying generic standards across fundamentally different service types. Read our detailed article on the 24 draft Adult Social Care KLOEs here.
Why Mental Health Services Need a Sector-Specific Approach
For years, mental health providers have raised concerns that the Single Assessment Framework applied generic standards to fundamentally different service models. A crisis resolution team operates nothing like an acute inpatient ward, yet both were assessed against identical quality statements.
The new Mental Health framework addresses this by recognising the distinct challenges within mental health settings:
- Acute inpatient wards require assessment of ligature risk, observation practices, and rapid response to deterioration.
- Community mental health teams require assessment of contact frequency, appointment continuity, and crisis response times.
- Crisis services require assessment of gatekeeping effectiveness and access pathways.
- Rehabilitation services require assessment of recovery-focused care planning and discharge pathways.
- Secure services require assessment of detention compliance, therapeutic regime, and security management.
A sector-specific framework allows CQC inspectors to assess against standards that reflect the clinical and operational realities of mental health care, rather than applying one-size-fits-all criteria.
What Is Known About the Mental Health Framework So Far
While the full draft KLOEs have not yet been published, CQC has provided guidance on the framework's structure and principles:
Five Key Questions Structure
The framework will be structured around the five key questions that have anchored CQC assessment since 2024:
- Safe — How well are patients protected from harm?
- Effective — Does care deliver appropriate treatment and outcomes?
- Caring — Are patients treated with dignity and respect?
- Responsive — Does the service respond to patient needs and preferences?
- Well-led — Is there good governance and strategic direction?
Sector-Specific Prompts
Key Lines of Enquiry will include prompts specific to mental health settings, including:
- Restrictive practice reduction and minimisation
- Detention under the Mental Health Act and safeguarding rights
- Safe staffing levels and registered mental health nurse availability
- Community follow-up and discharge planning
- Therapeutic environments and patient safety measures
Rating Characteristics
The framework will restore Rating Characteristics — specific descriptors for Outstanding, Good, Requires Improvement, and Inadequate — tailored to mental health services. This moves away from narrative assessment to clearer rating definitions.
Consent and Capacity
The framework will address the particular complexity of consent and capacity in mental health settings, including assessment of Mental Capacity Act compliance and best interests decision-making.
Note: The full draft Mental Health KLOEs have not yet been published. CQC is expected to publish the framework following the Adult Social Care implementation, likely late 2026 or early 2027. Readers should monitor cqc.org.uk for updates.
Key Areas Mental Health Providers Should Focus On Now
Even without the full framework published, CQC has consistently highlighted these priorities across mental health inspections. These themes will almost certainly be reflected in the new KLOEs:
Restrictive Practice Reduction
Evidence of minimising restraint, seclusion, and long-term segregation. CQC expects to see documented reduction programmes with outcome data.
Safe Staffing
Appropriate registered mental health nurse levels, vacancy rates, agency use, and skill mix. Staffing plans should be evidence-based and reviewed regularly.
Patient Safety
Ligature risk assessments, observation policies, rapid response to deterioration, and suicide prevention measures. Documentation of safety assessments and interventions is essential.
Detention Compliance
Mental Health Act documentation, rights information, advocacy access, and Second Opinion Appointed Doctor requirements. Compliance is a statutory obligation and will be scrutinised.
Discharge and Community Follow-Up
Evidence of planned, supported transitions with documented handover to community services. Rates of non-contact after discharge are a key performance indicator.
Patient Involvement
Genuine involvement in care planning, service development, and feedback mechanisms. Involvement should be documented and demonstrate impact on service decisions.
The Mental Health Act and CQC Oversight
CQC has a specific statutory role under the Mental Health Act 1983, requiring it to monitor the use of compulsion, detention, and treatment without consent. This dual function — regulating the quality of mental health services AND monitoring MHA detention — makes the new framework particularly significant.
The framework will need to integrate both functions coherently. Providers subject to MHA monitoring should expect the new framework to include detailed assessment of:
- Documentation of detention — justification for initial detention and renewal decisions
- Patient rights — access to information, advocacy, and independent review
- Consent to treatment — compliance with sections 57 (hazardous treatments) and 58 (electroconvulsive therapy)
- Second Opinion Appointed Doctor requirements — timely access and documentation
- Therapeutic environment — despite detention, care should remain recovery-focused
This integration of quality and statutory monitoring means MHA compliance is not a separate assessment — it is core to the quality framework itself.
How to Prepare Before the Framework Is Finalised
Mental health providers should not wait for the full framework to be published. Several practical steps can be taken now:
- Conduct a self-assessment against the five key questions — The domain structure will remain consistent even if KLOEs change. Evidence gathering should align to Safe, Effective, Caring, Responsive, and Well-led.
- Review existing CQC mental health inspection reports — Look at reports for your service type (acute, community, crisis, rehabilitation, secure) to identify recurring themes and improvement areas.
- Build and document restrictive practice reduction programmes — Demonstrate progress in minimising restraint, seclusion, and segregation. CQC will expect to see outcome data.
- Audit Mental Health Act documentation — Ensure detention records, rights information, and advocacy referrals are complete and compliant. This will be scrutinised under the new framework.
- Develop evidence portfolios now — The new framework will still require documentary evidence of quality. Begin collecting examples of care plans, safety assessments, patient feedback, and improvement actions.
- Engage staff in preparation — Build understanding of the new domains across clinical and administrative teams so quality improvement becomes embedded in daily practice.
How ReporticaAI Supports Mental Health Providers
ReporticaAI generates CQC-aligned documentation for mental health and healthcare providers, including policy documents, meeting notes, governance reports, and compliance evidence. Our Policy Drafter includes mental health-specific policies covering:
- Restrictive Practice and De-escalation
- Observation and Constant Engagement
- Patient Safety and Ligature Risk
- Mental Health Act Compliance and Rights
- Safeguarding and Abuse Reporting
- Therapeutic Environment and Recovery
As the new Mental Health framework is finalised, ReporticaAI will update its tools to align directly with the published KLOEs. Providers using our platform will receive guidance on how new frameworks affect their documentation requirements.
The Mental Health Framework Is Coming. Start Preparing Now.
The providers who prepare now — building evidence, reviewing documentation, and stress-testing their governance — will be better placed when inspections begin under the new Mental Health framework.
You don't need to wait for the full framework to be published. Begin with a self-assessment, audit your current compliance with mental health inspection themes, and build your documentation portfolio.
Choose from mental health-specific policies. No credit card required.
Or explore our CQC tools:
- CQC Inspection Preparation Pack — Comprehensive self-audit and documentation bundle
- 24 Draft Adult Social Care KLOEs Explained — Companion article on the Adult Social Care framework
- CQC 2026 New Assessment Framework Overview — Broad overview of all four frameworks
Frequently Asked Questions
Q: When will the new CQC Mental Health framework be introduced?
A: The full Mental Health framework is expected to be published in late 2026 or early 2027, following the Adult Social Care framework. CQC will likely provide a transition period before inspections formally begin under the new framework. Providers should monitor cqc.org.uk for official publication dates.
Q: Will the five key questions (Safe, Effective, Caring, Responsive, Well-led) remain?
A: Yes. The five key questions are the structural foundation of the new frameworks across all four sectors. What will change is the specific Key Lines of Enquiry and prompts beneath each domain, tailored to mental health settings. The overarching assessment structure remains consistent.
Q: How is the Mental Health framework different from the Adult Social Care framework?
A: While both use the five key questions structure, the Key Lines of Enquiry will be distinct. Adult Social Care KLOEs focus on person-centred care, dignity, and outcomes. Mental Health KLOEs will focus on clinical safety, therapeutic environment, detention compliance, and specialist mental health practices like restrictive practice reduction and community follow-up. Each framework reflects the unique regulatory challenges of its sector.
Q: What happens to current Mental Health inspection reports under the new framework?
A: Current inspection reports will remain on public record. However, once the new framework is implemented, future inspections will be conducted under the new KLOEs and rating characteristics. There may be transitional provisions, but ultimately all mental health services will move to the new framework. CQC will clarify transitional arrangements when the framework is published.
Q: Does the new framework change how CQC monitors the Mental Health Act?
A: The new framework integrates Mental Health Act monitoring into the quality assessment, rather than treating it as a separate function. MHA compliance — detention documentation, patient rights, consent to treatment — will be woven into the KLOEs, particularly under the Safe and Well-led domains. This means MHA monitoring becomes core to the inspection, not peripheral.
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